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内部管理責任者 (Internal Management Supervisor)

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内部管理体制の構築義務 / Obligation to Establish Internal Control System

金融商品取引業者は、内部管理体制を構築する義務を負いますが、その目的として最も適切なものはどれですか?
Financial instruments business operators have an obligation to establish an internal control system. Which of the following is the most appropriate purpose for this?

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